Skip to main content
Search Jobs

Reset

Sr. Compliance Officer - Lending, Vice President

Apply Now
  • Requisition # 10037711-WD
  • Job Type Day
  • Location Irving, TEXAS
  • Date Posted 08/31/2020

Your potential. Your opportunity.

Sr. Lending Compliance Officer, Vice President

Do you want your voice heard and your actions to count?

Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 5th largest financial group in the world (as ranked by S&P Global, April 2018). In the Americas, we’re 14,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, developing positive relationships built on integrity and respect. It’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. We’re a team that accepts responsibility for the future by asking the tough questions and owning the solutions. Join MUFG and be empowered to make your voice heard and your actions count. 

Job Summary: 


Americas Compliance is part of the Americas Risk Management function and is responsible for helping the Company meet regulatory requirements and ethical expectations of our customers, our shareholder, and the regulatory community by fostering a strong culture of ethics and compliance with laws, regulations, and compliance policies. 

This position will provide compliance oversight of consumer lending products.


Major Responsibilities:


  • Provide compliance-related guidance regarding products/ services, new initiatives, complaints and issues resolution
  • Monitor for regulatory change, perform analysis of changes, and oversee business implementation of changes in a timely manner
  • Provide management, including through governance committees, with comprehensive reporting necessary to assess the effectiveness of the Compliance program
  • Assist with the delivery of compliance related training, including preparing related materials
  • Perform compliance monitoring and complete compliance risk assessments

  • Perform compliance monitoring and complete compliance risk assessments
  • Minimum of 5 to 7 years of experience in lending regulatory compliance or equivalent banking work experience in the regulatory compliance area.
  • Extensive knowledge of lending laws and regulations
  • Strong time management, interpersonal, communication, and leadership skills.
  • Strong analytical, research and problem-solving skills.
  • Excellent verbal and written communication skills.
  • Ability to establish credibility and strong partnership with management and peers.
  • Ability to work under tight deadlines and successfully manage multiple tasks at one time.
  • Bachelor’s degree with professional certification (e.g. CRCM) or J.D. preferred.
  • Ability to work autonomously and initiate and prioritize own work.

The above statements are intended to describe the general nature and level of the work being performed. They are not intended to be construed as an exhaustive list of all responsibilities, duties, and skills required of personnel so classified.

We are proud to be an Equal Opportunity / Affirmative Action Employer and committed to leveraging the diverse backgrounds, perspectives, and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate in employment decisions on the basis of any protected category.

A conviction is not an absolute bar to employment. Factors such as the age of the offense, evidence of rehabilitation, seriousness of violation, and job relatedness are considered in all employment decisions. Additionally, it’s the bank’s policy to only inquire into a candidate’s criminal history after an offer has been made. Federal law prohibits banks from employing individuals who have been convicted of, or received a pretrial diversion for, certain offenses.

Apply Now