AML Investigator IApply Now
- Requisition # 10041675-WD
- Job Type Day
- Location Tempe, ARIZONA
- Date Posted 02/23/2021
Your potential. Your opportunity.
Do you want your voice heard and your actions to count?
Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 5th largest financial group in the world (as ranked by S&P Global, April 2018). In the Americas, we’re 13,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, developing positive relationships built on integrity and respect. It’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. We’re a team that accepts responsibility for the future by asking the tough questions and owning the solutions. Join MUFG and be empowered to make your voice heard and your actions count.
The AML Investigator would be responsible for conducting extensive, complex investigations to identify potentially suspicious financial and/or fraudulent activity, to include money laundering, terrorist financing, fraud and/or any other financial risk or crime. The Investigator will make recommendations to the AML Financial Intelligence Unit Manager regarding suspicious activity, and will be responsible for preparing Suspicious Activity Reports (“SAR”) in compliance with established regulatory guidelines and time frames.
• Review and research suspect items and/or transactions and report suspicious activity as required.
• Communicate with AML Compliance Manager any activity and trends that could implicate potential money laundering or terrorist financing.
• Performs routine compliance tasks and deals with routine compliance issues, typically concerning documentation, reporting, etc.
• May assist in monitoring regulatory issues.
• Follows established guidelines and procedures.
• Stay apprised of regulatory matters and developments through regular review of appropriate compliance publications and websites and by participating in relevant compliance conferences and other training events.
• Applies knowledge of company policies and standard practices to resolve problems.
• Analyzes issues and uses judgment to make decisions.
• Escalates non-standard problems or issues Understanding of banking and financial services, including an understanding of the various types of products, services, and transactions that are typical for the Branch.
• Bachelor degree and/or equivalent relevant experience.
• Minimum of 1 to 3 years in banking, with a strong emphasis of the laws applicable to money laundering, to include the BSA, The Patriot Act, U.S.
• Candidates must have AML experience within Correspondent Banking accounts.
• Experience preparing and writing SARs (Suspicious Activity Reports). Taking what is recommended from the alert adjudicators and analysts; the investigator would research and determine if something is suspicious. The candidate would then create SARs.
• CAMS certification preferred but not required.
• Experience in analyzing or managing financial crime investigative processes.
• Experience interacting with senior managers and compliance subject matter experts.
• Collaborative with strong interpersonal communication skills.
• Process oriented coupled with a strong ability to develop appropriate program enhancing strategies.
• Detail-oriented and organized execution TALEO Job.
• Analytical/Investigative skills to determine unusual or possible suspicious activity regarding transaction or account activities.
The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of personnel so classified.
We are proud to be an Equal Opportunity / Affirmative Action Employer and committed to leveraging the diverse backgrounds, perspectives, and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate in employment decisions on the basis of any protected category.
A conviction is not an absolute bar to employment. Factors such as the age of the offense, evidence of rehabilitation, seriousness of violation, and job relatedness are considered in all employment decisions. Additionally, it's the bank's policy to only inquire into a candidate's criminal history after an offer has been made. Federal law prohibits banks from employing individuals who have been convicted of, or received a pretrial diversion for, certain offenses.